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Open Access Publishing

What is open access?

Open access means making research outputs freely available online so anyone can read, access, download, and use the research. The video below outlines the reasons for open access:

See also the two minute trailer for Paywall the Movie.


Who is this guide for?

This guide is for academic staff undertaking research at UCA, to support them with complying with the University’s Open Access Policy.


Benefits for researchers

Sharing your research on open access means:

  • More exposure for your work
  • Studies have found increased citation rates
  • Potential for future collaborations
  • Taxpayers get value for money
  • Open and transparent

UCA’s Open Access Policy

The University has an Open Access Policy and the main points of this policy are:

  • Deposit in UCARO

    Research outputs should be deposited within the University’s open access research repository UCA Research Online (UCARO).

  • All types of research output

    This includes all types of outputs from journal articles, book chapters, and conference papers to practice-based outputs such as exhibitions and performances.

Increasingly, research funders are mandating open access for the research outputs that they fund. These open access requirements vary from funder to funder.

The open access requirements for REF and other key research funders are outlined below. You can check the open access requirements for other funders at Sherpa Juliet. For help on complying with these requirements, contact ucaro@uca.ac.uk

To be eligible for REF, journal articles or conference papers with an ISSN must be:

  • Uploaded to UCARO
  • As soon as they are accepted for publication (no later than three months after)
  • The ‘author accepted manuscript’ version of the article
  • Embargo periods should not exceed 24 months

This is the policy for REF 2021 and researchers will need to continue to comply with these requirements to ensure that their articles are eligible for the next REF.

It is expected that there will be additional requirements for any subsequent REF, and this guidance will be updated accordingly as soon as any requirements are announced.

Policy: REF 2021: Overview of open access policy and guidance

This policy applies to publications that need to acknowledge funding from UKRI, or any of its councils such as the AHRC, which has been received by UCA staff through their competitive funding schemes.

UKRI will provide an Open Access Block Grant to support compliance with this policy for both research articles and long-form publications. UKRI will publish further information on funding in due course.

Journal articles
Peer-reviewed journal papers, reviews, and conference papers with an ISSN submitted for publication from 1 April 2022 must be:

  • Made open access via a journal or publishing platform, or via an institutional or subject repository
  • Made open access immediately, without embargo
  • The ‘version of record’ (or the ‘author accepted manuscript’ if uploading to a repository)
  • Under a licence permitted by UKRI
  • Include a data access statement, informing readers where the underlying research data can also be accessed
  • Open access journals and repositories must meet certain technical standards

Long-form publications
Monographs, book chapters, and edited collections published from 1 January 2024 must be:

  • Made open access via an online publication platform, publishers’ website, or an institutional/subject repository
  • Made open access within 12 months of publication
  • The ‘version of record’ or the ‘author’s accepted manuscript’ version
  • Under a licence permitted by UKRI

Policy: UKRI Open Access Policy

For Horizon Europe (2021-2027), peer-reviewed publications relating to the results of the project, including articles and long-form publications such as monographs, must be:

  • Published open access in their venue of choice
  • Made open access immediately, without embargo
  • The ‘version of record’ or the ‘author’s accepted manuscript’ version
  • Under a licence permitted by the funder
  • Include certain metadata
  • Uploaded to a repository even if published elsewhere on open access

Policy: ERC Open Science requirements

The main open access publishing models that you will hear about are outlined below. The Library can help you to check and understand the policies of individual publishers and publications - contact ucaro@uca.ac.uk. You can also search for your journal's open access policy using the Sherpa Romeo database.

Many journal and book publishers will allow you to share a copy of your journal article or a single book chapter on open access on the University repository, UCA Research Online (UCARO). This is known as ‘green’ open access, and there is no cost to the author.

Key points:

Versions - the publisher may specify which version of the article/chapter can be made available, and often this is the ‘author’s accepted manuscript’ version.

Embargoes - you can upload the work straightaway to UCARO. However, the publisher may require you to keep it on embargo within UCARO for a specific period by setting an embargo end date, after which it will be made open access automatically.

'Gold' open access is where your text is made available on open access at the point of publication, usually for a fee to the author called an Article Processing Charge (APC) or a Book Processing Charge (BPC).

Key points:

University does not cover fees - the University does not cover the processing charges (APCs/BPCs) for publishing on ‘gold’ open access. Only in exceptional circumstances can an application to cover article/book processing charges be made to the UCA Research Fund.

External funding for fees - some external funders will cover the processing charges (APCs/BPCs) for publishing on ‘gold’ open access. For example, Leverhulme state that open access publishing is a permissible cost in their award schemes, and the Pasold Research Fund have a Textile History Open Access First Publication Award.

Predatory publishers - please note that ‘predatory’ or ‘vanity’ publishers may approach authors via email to submit to their 'gold' open access publications. These publishers exploit authors by charging publication fees without providing the editorial and publishing services that authors expect from legitimate publishers. A checklist for identifying reputable publishers is in the video below and on the Think, Check, Submit website:

The Library has ‘read and publish’ deals with several journal publishers, which are listed below. In these agreements, the payment for ‘gold’ open access publishing is included within the Library's subscription for accessing the journals - in a single contract with UCA. This is also known as a ‘transformative’ agreement. This means there is no cost to the author.

  • Sage
    Publish open access at no cost to the author in 900+ journals. There is a discount of 20% on the charge for publishing in certain other journals -Sage OA Agreement
  • Wiley
    Publish open access at no cost to the author in 1,500+ journals - Wiley OA Agreement.

There are also a number of peer-reviewed academic journals that are open access with no cost to the author or to the University. This is sometimes referred to as 'diamond' or 'platinum' open access. To find these journals, search for publications without charges within the Directory of Open Access Journals.

Research outputs may include rights held by third parties, for example:

  • co-authors/co-creators for a research output
  • images by someone else included in articles and books
  • work by others included in collages, remixes, or appropriation art

It is vital for researchers to seek permission from third party rights holder(s) to make this work available on open access.

In some very specific instances that meet certain conditions, it may be possible to rely on a legal exception.

For advice on third party rights, please contact Lisa Moore.

Definitions of key open access terms are below:

Article processing charge (APC) - a fee charged to the author for making their article available on open access at the point of publication (known as ‘gold’ open access). The amount charged will vary from publication to publication.


Author’s accepted manuscript (AAM) - describes a researcher’s raw manuscript, after peer review has taken place, but before the publisher’s formatting has been applied. Also known as a ‘post-print’.


Book processing charge (BPC) - a fee charged to the author for making their book available on open access at the point of publication (known as ‘gold’ open access). The amount charged will vary from publication to publication.


'Diamond' open access - this is an open access journal or publication where there are no charges to the author to publish.  It is also known as 'platinum' open access.


Embargo period - this is a period in which an article/chapter can be deposited in a repository on closed access only, before it can be made open access. Embargo periods vary from publication to publication.


‘Green’ open access - the author deposits a copy of their research output in their University’s institutional repository (UCARO). Publishers may require journal articles or book chapters to be kept under embargo for a specific period and they often specify what version can be deposited in the repository.


‘Gold’ open access - the publisher makes the journal article, book, or book chapter freely available to the public at the point of publication, usually for a fee to the author called an Article Processing Charge (APC) or Book Processing Charge (BPC).


ISSN - International Standard Serial Number. This is a number used to uniquely identify a serial publication, such as an academic journal.


Predatory publisher - a publisher that exploits authors by charging publication fees for ‘gold’ open access, without providing the editorial and publishing services that authors expect from legitimate journals.


‘Read and publish’ agreement - also known as a ‘transformative’ agreement. This is an agreement between a publisher and a University Library, in which payment for accessing their journals and payment for ‘gold’ open access publishing in those journals is bundled together into a single contract. There is no fee to the author.


Repository - an online, open access archive of research outputs. UCARO is the institutional repository for UCA staff outputs as well as UCA PhD theses. Academic networking sites such as Academia.edu and Research Gate are not repositories and sharing your work on them will not count towards the REF open access requirements and might not be permitted by your publisher.


Research Excellence Framework (REF) - the current system for assessing research in UK higher education institutions that is carried out every six or seven years. The last REF was completed in 2021. 


UK Research and Innovation (UKRI) - the UK’s largest public funder of research, which brings together the seven disciplinary research councils, Research England, and Innovate UK.


Version of record (VoR) - the final version of an article that has been published in print and/or online. This version includes any editorial improvements such as copy editing or typesetting, made after the peer review process is complete.

If you need help with open access, please contact the Library at ucaro@uca.ac.uk